Investment Options


Asset Management

  • Independent manager search
  • Performance monitoring and reporting
  • Wrap-fee accounts
  • Asset allocation
  • Outside managed accounts
  • ETF Managed Accounts

Insurance

  • Fixed annuities
  • Variable annuities
  • Term life
  • Variable life
  • Universal life
  • Whole life
  • Disability
  • Long-term care

Alternative Investments

  • REITs
  • Equipment leasing
  • Managed futures
  • Equity-linked notes
  • Oil & Gas

Mutual Funds

  • Open-end funds
  • Closed-end funds
  • Multi-manager funds

Stocks

  • NYSE-listed stocks
  • NASDAQ over-the-counter
  • All other major exchanges
  • Foreign stocks
  • Initial public offerings
  • Margin accounts
  • Corporate finance
  • Investment banking
  • Employee stock-option plans
  • 144 and other restricted securities sales

Retirement Accounts

  • Profit-sharing
  • 401(k)
  • Defined Benefit Pensions
  • Defined contribution
  • Money-purchase
  • IRAs
  • SEP/IRAs
  • Roth IRAs
  • Education IRAs
  • Simple IRAs
  • 403(b)

Cash Management

  • Daily sweep accounts
  • Money markets
  • Insured CDs
  • Online account access

Bonds

  • CMOs
  • Covertible
  • Corporate
  • Municipal
  • Zero coupon

Government Securities

  • Ginnie Maes
  • Treasury bills
  • Treasury bonds
  • Treasury notes

Options

  • All major exchanges

Unit Investment Trusts

And More

  • Education and 529 Plans