Investment Options

Asset Management

• Independent manager search
• Performance monitoring and reporting
• Wrap-fee accounts
• Asset allocation
• Outside managed accounts
• ETF Managed Accounts

Insurance

• Fixed annuities
• Variable annuities
• Term life
• Variable life
• Universal life
• Whole life
• Disability
• Long-term care

Alternative Investments

• REITs
• Equipment leasing
• Managed futures
• Equity-linked notes
• Oil & Gas

Mutual Funds

• Open-end funds
• Closed-end funds
• Multi-manager funds

Stocks

• NYSE-listed stocks
• NASDAQ over-the-counter
• All other major exchanges
• Foreign stocks
• Initial public offerings
• Margin accounts
• Corporate finance
• Investment banking
• Employee stock-option plans
• 144 and other restricted securities sales

Retirement Accounts

• Profit-sharing
• 401(k)
• Defined Benefit Pensions
• Defined contribution
• Money-purchase
• IRAs
• SEP/IRAs
• Roth IRAs
• Education IRAs
• Simple IRAs
• 403(b)

Cash Management

• Daily sweep accounts
• Money markets
• Insured CDs
• Online account access

Bonds

• CMOs
• Covertible
• Corporate
• Municipal
• Zero coupon

Government Securities

• Ginnie Maes
• Treasury bills
• Treasury bonds
• Treasury notes

Options

• All major exchanges

Unit Investment Trusts

And More

• Education and 529 Plans

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